Opening an RCFE
RCFE License in California
By Sevana Care · Checked against cdss.ca.gov and California law on
To get an RCFE license in California, you apply to the California Department of Social Services (CDSS), Community Care Licensing. The packet is the LIC 200 application, the supporting documents the LIC 281 booklet lists and an application fee that depends on your capacity and is not refundable [1][5][6][8]. CDSS lists eleven steps, from getting information online to final review and license issuance [2]. It expects the whole process to take 90 to 120 days and says the time varies [1][2][4].
The RCFE licensing steps, in order
CDSS's overview, "Steps to Obtaining an ASCP License," lists eleven steps for its Adult and Senior Care Program (ASCP) [2]. The first licensing visit page covers steps 5 to 11 in more detail.
Not sure which license fits? RCFE vs ARF sets the two side by side.
- Obtain information online from the Centralized Applications Bureau (CAB) page [2].
- Register for and attend orientation. For an RCFE this is the senior care orientation [2][3].
- Download, complete and print the application package and gather the supporting documents, including the administrator certification [2].
- Submit the application and pay the fee. Keep a copy [2].
- Preliminary review. CDSS assigns a facility number and sends an acceptance letter with the status, your application specialist and a list of missing documents [2].
- Complete the criminal background check process [2].
- Application review. CDSS asks the local fire authority for a clearance inspection and reviews your start-up funds, credit and compliance history. It also schedules the Component II interview [2].
- Obtain a fire clearance [2].
- Pre-licensing inspection and Component III session [2].
- Complete requirements. You send any corrections by the due date [2].
- Final review and license issuance [2].
The three components. Component I is the online orientation [3]. Component II is an interview by phone or video [3]. Component III is an in-person session after the pre-licensing inspection [3]. The online orientation costs $50 plus a $4.85 processing fee. The whole $54.85 is non-refundable and non-transferable. You get 30 days of access after you register, so download your certificate within that time [3].
The application packet
The forms. The application is LIC 200 (2/24), Application for a Community Care Facility or Residential Care Facility for the Elderly License [6][7]. The instructions are LIC 281 (11/25), the application booklet for a facility license [5][7]. The booklet says to send the fee, the Section A documents and the Section B documents as one packet, in the booklet's order, and that the licensing agency returns the whole packet if the forms are incomplete [5].
Section A forms. The booklet marks these forms required for an RCFE [5]:
| Form | What it is |
|---|---|
| LIC 200 | Application |
| LIC 215 | Applicant information |
| LIC 308 | Designation of facility responsibility |
| LIC 309 | Administrative organization |
| LIC 400 | Client cash resources affidavit |
| LIC 402 | Surety bond, needed only if you or your staff will handle residents' money. Your LIC 400 affidavit says whether you will [4][5] |
| LIC 401 | Monthly operating statement |
| LIC 401a, LIC 403 and LIC 403a | Financial forms |
| LIC 404 | Financial release |
| LIC 420 | Budget information |
| LIC 500 | Personnel report |
| LIC 501 | Personnel record |
| LIC 503 | Health screening report |
| LIC 610D | Emergency disaster plan (RCFEs use LIC 610E) |
| LIC 999 | Facility sketch |
| LIC 9054 | Local fire inspection authority |
The booklet's table does not mark LIC 508D required for an RCFE, but its text asks for it from the applicant and the administrator when the home must have an administrator [5]. To ask which applies, call the Centralized Applications Bureau at (833) 827-6084 [1].
Section B documents. The booklet marks these required for an RCFE [5]:
- Partnership agreement or articles of incorporation or organization, if you apply as a partnership, corporation or LLC
- Verification of administrator qualifications and certification
- Job descriptions
- Personnel policies
- In-service training for staff
- Facility program description
- Rules of discipline and personal rights
- Admission policies
- Sample menu
- Control of property
- Water analysis, if your drinking water is private
- Insurance information (RCFE only)
- Theft and loss policy (RCFE only)
- Neighborhood complaint policy, for non-resident owner homes serving six or fewer
- First aid card
- Orientation certificate
Item B2 in the booklet asks for "Proof of registration in a 40-hour certification program" [5]. Health and Safety Code § 1569.616(c)(1) says the program "shall require a minimum of 80 hours of coursework" [14], and CDSS lists the "RCFE 80-Hour Initial Certification Training Program" [15]. See the administrator certificate page for the course.
Also required. CDSS says every initial application must include an infection control plan, which you can write on LIC 9282 or in your own format [1][7][16]. The booklet asks for original signatures, and a health screening under six months old for RCFE applicants [5]. The emergency plan must show two relocation sites away from the home [5]. CDSS's FAQ says you must name the home's address on the application [4].
Fees by capacity
Health and Safety Code § 1569.185(a)(1) says an "application fee adjusted by facility and capacity shall be charged by the department for the issuance of a license" [8]. It goes on: "After initial licensure, a fee shall be charged by the department annually on each anniversary of the effective date of the license." The section sets these amounts [8]:
| Capacity | Application fee | Annual fee |
|---|---|---|
| 1 to 3 | $495.60 | $495.60 |
| 4 to 6 | $990.00 | $495.60 |
| 7 to 15 | $1,486.80 | $742.80 |
| 16 to 30 | $1,980.00 | $990.00 |
| 31 to 49 | $2,476.80 | $1,238.40 |
| 50 to 74 | $2,972.40 | $1,448.00 |
| 75 to 100 | $3,469.20 | $1,734.00 |
| 101 to 150 | $3,964.80 | $1,982.40 |
| 151 to 200 | $4,622.40 | $2,311.20 |
| 201 to 250 | $5,280.00 | $2,640.00 |
| 251 to 300 | $5,940.00 | $2,970.00 |
| 301 to 350 | $6,600.00 | $3,300.00 |
| 351 to 400 | $7,260.00 | $3,630.00 |
| 401 to 500 | $8,580.00 | $4,290.00 |
| 501 to 600 | $9,900.00 | $4,950.00 |
| 601 to 700 | $11,220.00 | $5,610.00 |
| 701 or more | $13,200.00 | $6,600.00 |
CDSS's own fee schedule, which it links from its licensing fees page, drops the cents and is dated January 2015 [9][13].
- The application fee is not refundable or transferable [1][4][5].
- CDSS says to put the proposed home's address on the check or money order [1].
- The statute sets a "late fee that represents an additional 50 percent of the established current annual fee when a licensee fails to pay the current annual licensing fee on or before the due date" [8].
- It also lists a "fee of twenty-five dollars ($25) when an existing licensee seeks to either increase or decrease the licensed capacity of the facility" [8].
- The orientation fee is "fifty dollars ($50) for attendance by an individual at a department-sponsored orientation session" [8]. Online it costs $54.85 with the processing fee [3].
For the administrator certificate's fees, see the administrator certificate page.
Fire clearance
When CDSS accepts the application, it mails a Fire Inspection Request (STD 850) to the fire agency you named on LIC 9054 [4]. The inspector then contacts you to schedule the inspection [2][4]. CDSS asks you to confirm the fire authority's mailing address, fax and phone [1]. CDSS's steps overview says the fire clearance is one of the things that can change how long the application takes [2].
Background checks
Section 1569.17 says: "Before and, as applicable, subsequent to issuing a license to any person or persons to operate or manage a residential care facility for the elderly, the department shall secure from an appropriate law enforcement agency a criminal record" [11]. The check covers the applicant and the other people the statute names, including "An administrator" and "Any person, other than a client, residing in the facility" [11]. CDSS says applicants and adults living in the home must finish the background check before they are present in a licensed home [2]. You submit fingerprints by Live Scan, on form LIC 9163 [2][7]. CDSS says a person with a conviction other than a minor traffic violation cannot "work or be present in any community care facility" until CDSS grants a criminal record exemption [10]. Some crimes cannot be exempted, and exemption papers are due within 45 days of CDSS's letter [10]. CDSS's FAQ says a clearance can take several days, or up to a few months if an exemption is needed [4].
How long it takes
CDSS expects the whole application process to take 90 to 120 days [1]. Its applicant FAQ (undated) calls that the Department's goal and lists what affects it: the fire clearance, construction, criminal record clearances and licensing staff workload [4]. The steps overview says the time "can vary" with timely documents, background clearances, fire clearance, construction delays and readiness for the pre-licensing inspection [2].
Where to send it
Questions
Do I need the administrator certificate before I apply?
CDSS's undated FAQ says you may send the application first, but the home is not approved for licensure without written proof of the certificate or proof that a qualified administrator was hired [4]. CDSS's checklist, though, says a complete application includes the orientation certificate, the administrator certificate and the fee [1]. If you apply as an individual, Health and Safety Code § 1569.23(a) says: "As a requirement for licensure, the applicant shall demonstrate that he or she has successfully completed a certification program approved by the department" [12]. See the administrator certificate page.
Can I apply before I have a building?
CDSS's FAQ says no, because the application must name the home's address [4].
Sources
- CDSS, ASCP Centralized Application Bureau (how to apply)
- CDSS, CCLD Steps to Obtaining an ASCP License (PDF)
- CDSS, Online Orientations
- CDSS, Adult and Senior Care Program Centralized Application Unit FAQ (undated PDF)
- CDSS, LIC 281 (11/25), Application Instructions for a Facility License (PDF)
- CDSS, LIC 200 (2/24), Application for a Community Care Facility or Residential Care Facility for the Elderly License (PDF)
- CDSS, Forms and Publications (I-L)
- Health and Safety Code § 1569.185
- CDSS, Fee Schedule (rev. 1/9/15, PDF)
- CDSS, Background Check Process
- Health and Safety Code § 1569.17
- Health and Safety Code § 1569.23
- CDSS, Licensing Fees
- Health and Safety Code § 1569.616
- CDSS, List of Approved Vendors, RCFE 80-hour Initial Certification Training Program
- CDSS, LIC 9282 (6/23) (PDF)